News, Vision & Voice for the Advisory Community


Articles written by Guest Columnist Brian Hamburger


Publish date

Brian Hamburger: If investment advisors and brokers are family ... then don't punish the advisor because his cousin misbehaves.

Top RIA lawyer explains to the SEC why 'harmony' is a harsh misnomer and why the price of its false spin is paid by investors

MarketCounsel chief pleads for the regulator to draw a bright line between 'patently disparate and distinct' sales and advice models or risk a watered-down fiduciary standard

July 5, 2013 at 10:51 PM

Brian Hamburger: Things are not as complicated as some would have you believe ... so long as the advertising contains adequate disclosure.

6 ways to advertise your investment performance and not run afoul of regulators' wrath

Brian Hamburger debunks advertising myths that scare RIAs from showing off their tracks record

August 20, 2012 at 3:44 AM

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