Articles tagged "errors and omissions"
Schwab Advisor Services informs its 13,000 RIAs -- including legacy TD Ameritrade practices -- they must buy E&O insurance, but rival Fidelity is taking a different tack--voluntary compliance
The Westlake, Texas, custodian is cracking down at a time when states are mandating errors and ommissions policies, RIAs are getting bigger, more complex and phishing attacks are increasing in volume and sophistication.
October 8, 2021 at 2:12 AM
Why you may not be adequately covered against lawsuits
A careful review of exposure to liabilities could save your practice