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Articles tagged "Adrienne Gurley"


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Adrienne Gurley: The new number will have to be a big enough number to have a meaningful change.

Top federal regulator floats putting 'mid-size' RIAs -- possibly up to $1 billion in AUM -- under sole state purview, and Adrienne Gurley provides insights in an RIABiz Q&A

Commissioner Mark Uyeda dropped the bomb on April 8 and Gurley, a former SEC senior counsel, offered to answer questions about serious practical ramifications.

April 24, 2025 at 1:46 AM

Rick Wurster: Will we offer spot crypto trading or the opportunity to directly invest in coins? We would like to.

Incoming Charles Schwab CEO toes edge, telling RIAs he will greenlight spot coin trades, maybe 'in short order' under Trump, but conservative firms still must have 'risk appetite,' SEC attorney cautions

Rick Wurster says Schwab is watching regulators but regulatory attorneys say financial chiefs ultimately must contend with risk of digital asset fraud and manipulation.

December 7, 2024 at 12:21 AM

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