People Moves Related to "FINRA shifts an unwelcome spotlight away from itself -- by training it on the brokers it oversees"
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Why FINRA's late appearance into smoothie-throwing broker James Iannazzo's life might be rough
It's been about 11 months since Merrill Lynch fired him, and the CFP Board stripped him of the CFP mark; attracting the SRO's attention means more woes.
