What went right: the story of the fiduciary standard this year
A long-odds fight by advocates and a well-timed Goldman Sachs stumble and -- voilà -- brokers may have to begin putting customers' interests first
|June 28, 2010 — 7:29 AM UTC|
As House and Senate talk compromise, Barney Frank hints at a win for fiduciary advocates
In Washington end game, the fiduciary standard hangs in the balance between Barney Frank and Tim Johnson
|June 17, 2010 — 4:45 AM UTC|
Regulatory Wire: Is it game-over for the fiduciary standard this year? Advocates say, maybe not
Johnson amendment, calling for study of harmonizing regulations, passes as part of 1,596-page bill
|May 21, 2010 — 4:31 AM UTC|
Debate continues: Fiduciary standard no panacea
Financial Services Institute advocates for study, deliberate look at investor protection
|May 6, 2010 — 6:30 AM UTC|
Johnson amendment a stalking horse for FINRA oversight of RIAs?
Advisor groups say legislative language lays ground for shift or regulators; others see it is a 'prudent measure'
|February 18, 2010 — 5:24 AM UTC|