News, Vision & Voice for the Advisory Community

Articles tagged "Keith Krueger"

Headline

Publish date

Felipe Luna is touting the signing of 14 independent advisors but notes their $1.7 billion in AUA won't show up as AUM.

CONCERT attracts $1.7 billion of 'AUA' after its AUM attracts the unwanted attention of the SEC

The SEC found that the 'wirehouse lite' company was light on truth about its AUM and made it pay

August 4, 2016 at 10:09 PM

— There are no additional results —

RIABiz Directory

The Industry Sourcebook for RIAs

| LISTING

Add Your Listing

RIABiz Directory sponsored by:

White Paper Postings

Common Tags

Recent Articles

Popular Writers

RIABiz, Mill Valley, California
Copyright © 2009-2024 RIABiz Inc. All rights reserved.