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Ex-Merrill Lynch broker, known infamously for smoothie tirade, is back on FINRA hot seat over $846,000 in 'structured cash transactions,' but some legal experts say it may be a case of 'piling on'

Broker James Iannazzo paid cash to build Connecticut mansion using multiple banks to avoid tax filing reports, FINRA alleges

Author Lisa Shidler July 1, 2023 at 3:13 AM
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Max Schatzow: I have hardly any doubt that this was a targeted investigation based on his prior actions.

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