TD Ameritrade alerts RIAs all referrals of less than $750,000 in assets may stay in-house -- a knock softened by a more RIA-friendly incentive structure
With a treasure trove of Scottrade investors ready to be divvied up, the Omaha, Neb.-based retail and custody biggie moved the minimum up from $500,000 but also upped the incentives a level for a branch broker to refer accounts
Author Lisa Shidler September 20, 2018 at 9:22 PM
Jeff Spears
September 20, 2018 — 11:22 PM
RIAs have always fought to be included in custodian referral programs. We love the GennGary leads but we have to read the fine print. Coffee is for closers who read the fine print
