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What to make of a $239M-AUM RIA dwindling to $191M then suing Schwab for $100M as the alleged cause of the asset hemorrhage

Ed Butowsky says the San Francisco-based custodian played politics illegally by using a beltway scandal involving murder, WikiLeaks and collusion as a smokescreen to steal his clients

Author Guest Columnist Keith Girard May 2, 2018 at 9:06 PM
Admin:
no description available
Ed Butowsky: Imagine if your entire life has been picked apart and destroyed over the last eight months. It’s important to get this right.

Tom

Tom

May 3, 2018 — 5:01 PM
Great story, crazy stuff. But, please, better editing? Two individuals are mentioned by last name, before they are fully identified..."Wigdor" and " Zimmerman."
.mr

.mr

May 3, 2018 — 8:29 PM
ETTD.
possibly

possibly

November 1, 2018 — 8:55 PM
Shwab did not like how the Chapwood fund was being run with Roy Mehta

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Fidelity lands RIA whisperer from Schwab in a coup, apparently using quality-of-life perks as lure

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February 10, 2023 at 3:39 AM

UBS bets its 'wealth' future on ex-Schwabbie Naureen Hassan, a corporate digital A-lister, who analysts give a fighting chance to transcend PaineWebber's ossified culture

Still a $2-billion cash-flow cow, the Swiss bank's 6,000-broker, US-based wirehouse is milking aging broker relationships with aging investors but needs a new kind of human presence, empathy, mindset and smarts to draw in Gen Z.

July 16, 2022 at 1:35 AM

Charles Schwab prunes another 200 or so staff but assures Wall Street analysts the Jenga piece of TD Ameritrade RIA services is still part of the puzzle post-merger

The Westlake, Tex., broker deemed John Tovar 'best talent,' hence a keeper, and ex-TD staffers affirm Schwab's good instincts.

February 11, 2021 at 12:08 AM

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Mentioned in this article:

MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger

Nexus Strategy
Consulting Firm
Top Executive: Timothy D. Welsh



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