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Three advisors in Atlanta break away with $1.8 billion and make seven-year Fidelity relationship manager their CEO -- whose duties now include managing a lawsuit from former IBD

ACG Wealth replaced Triad with their own broker-dealer and allegedly depended on a verbal assurance that may be tested in court

Author Janice Kirkel July 27, 2017 at 11:41 PM
1 Comment
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Greg Fink: We went through a process at Fidelity to make sure Triad and parent owner [Ladenburg Thalmann] was OK with us breaking away.

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Stephen Winks

Stephen Winks

July 28, 2017 — 5:44 PM
These are exemplary advisors with great promise who 20 years ago would be the pride of major Wall Street firms. Today exhibit the leadership values essential for the emergence professional standing in advisory services not possible in a brokerage format. SCW

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Fidelity lays off 700 -- not for costs or [bad] performance -- but to shift headcount and hire more client-facing and tech staff, touching off 'panic posting' on job board

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Joanna Rotenberg is departing Fidelity Investments after only two years, writing that she traveled 20,000 miles and successfully split her retail division into wealth and brokerage units

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Mentioned in this article:

Fidelity
Asset Custodian
Top Executive: Sanjiv Mirchandani



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