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'Poof, it's gone!' DOL quietly strips two heavy lifts from the fiduciary rule as it makes delay official

The Department of Labor effectively makes the 60-day delay into a 270-day one as part of document that was supposed to only formalize the postponement until June 7

Author Brooke Southall April 5, 2017 at 7:41 PM
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Marcia Wagner: [It] essentially eliminates the need for transition agreements, disclosures and certain structural changes -- such as the appointment of a BICE officer -- that were formerly required to be in place on the applicability date.

RIA Compliance

Kyle Simmons

Kyle Simmons

April 5, 2017 — 9:16 PM
Any chance you could settle on the title before publishing? It seems I get 3-4 copies of each article with a slightly changed title in my RSS feed every time a new article is posted.
brooke southall

brooke southall

April 5, 2017 — 9:32 PM
Kyle, Sorry about that! I'll try to be more decisive. Today must have been particularly ugly in that RSS regard. -Brooke

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January 19, 2021 at 6:32 PM

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Mentioned in this article:

Pension Resource Institute, LLC
Compliance Expert
Top Executive: Jason C. Roberts

Betterment, LLC
Financial Planning Software
Top Executive: Jon Stein

Retirement Law Group, PC

Top Executive: Jason C. Roberts

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