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The takeaway from Friday's DOL rule guidance is 'significant'

The big concern for advisors pre-BICE exemptions was DOL itself, which assures now that it'll turn a blind eye in 2017 -- even to issuing disclosures

Author Brooke Southall March 13, 2017 at 7:50 PM
1 Comment
no description available
Jason Roberts: Essentially, so long as the DOL isn't enforcing, there is no reason to comply.

RIA Compliance

Stephen Winks

Stephen Winks

March 13, 2017 — 10:23 PM
Wall Street influence is undeniable, the question is , is it for the good or bad? So far there is little evidence for the good. SCW

Mentioned in this article:

Pension Resource Institute, LLC
Compliance Expert
Top Executive: Jason C. Roberts

Retirement Law Group, PC

Top Executive: Jason C. Roberts

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