Brooke Southall

Wall Street influence is undeniable, the question is , is it for the good or bad? So far there is little evidence for the good. SCW

The takeaway from Friday's DOL rule guidance is 'significant'

Pension Resource Institute

Jason Roberts

<p>The past two years have been some of the most momentous in the relatively short history of the RIA profession. Legislators and regulators have been gradually embracing the fiduciary standard, though whether it will fully apply to everyone calling themselves advisors remains to be seen.</p>

<p>The Department of Labor’s crusade to lower costs and increase transparency in retirement plans means a spate of new regulations affecting advisors and brokers in that market. Dodd-Frank Financial Reform, meanwhile, continues to unroll across the profession, with the biggest change being a shift to state oversight of RIAs with less than $100 million AUM. In this section, you’ll find continually updated RIABiz.com coverage on all these topics.</p>

RIA Compliance

The big concern for advisors pre-BICE exemptions was DOL itself, which assures now that it'll turn a blind eye in 2017 -- even to issuing disclosures

The takeaway from Friday's DOL rule guidance is 'significant'

Stephen Winks

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The takeaway from Friday's DOL rule guidance is 'significant'

Stephen Winks

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