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Ex-NBA player turned sales exec bounces from Goldman Sachs to alts assets manager

Author RIABiz November 14, 2017 at 4:46 PM
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Ryan Robertson

People Moves

Brooke Southall

Brooke Southall

August 25, 2009 — 4:47 AM

After I post this article and write this comment, I plan to tweet about it. It’s quite a relief to know that it won’t come up in a regulatory exam.

Sara Nelson

Sara Nelson

August 25, 2009 — 3:00 PM

Thanks for the information! I participated in a best practices social media presentation earlier in the year. We warned our audience that they needed to look into the compliance concerns in more detail. It is good to see social media compliance being covered in more detail…

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