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A wider window opens on David Zier tragedy as Convergent is made to pay and FINRA and SEC make themselves scarce

The life insurance on the suicide was executed with chilling precision by the ex-CEO and the CFTC was called in to do the regulatory dirty work

Author Janice Kirkel January 6, 2017 at 10:46 PM
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Todd Cipperman: It’s always a difficult issue when asking your own boss about outside activities.

Steve Lockshin


Todd Cipperman


David Zier

Big Bopper

Big Bopper

January 7, 2017 — 3:23 PM
That's really confusing.
Stephen Winks

Stephen Winks

January 8, 2017 — 4:58 PM
The pressure faced by advisors in a volatile capital market are without paralleled as reputation, credibility and, judgement are all put in question, a terrible circumstance for those held in highest regard. Trust is very difficult to win back which argues for fiduciary duty as a means of self protection. SCW.
News in may

News in may

August 5, 2017 — 1:36 PM
See why I found

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