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Reality closes in on Felipe Luna as TD and Fidelity move to cut the cord, he goes off BrokerCheck and his $2 billion RIA gets shopped

Recent SEC woes are forcing the hands of owners of the 'wirehouse-lite' platform that allegedly raised capital in an improper fashion

Author Irwin Stein September 20, 2016 at 4:42 PM
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Felipe Luna is no longer CEO of CONCERT, according to a recently revised ADV.


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