Sanders Wommack

Lorenzo Esparza leaves JP Morgan in LA to start Manhattan West with tutelage from Schwab

Lorenzo Esparza was not interested in a 'faux-nership' roll-up model, which he says pretends to offer independence but provides little more than a subsidiary existence under a larger RIA platform.

Lakeview Capital Partners

J.P. Morgan Securities

RBC Capital Markets

Manhattan West

Sanford C. Bernstein & Co.

Nach

Lorenzo Esparza

Robert Daly

Alexander Kadish

Gidon Nach

Eric Briggs

Roy Salter

Brian Brady

John Williams Jr

Carolyn LaRocco

<p>There are about $5 trillion of assets parked in traditional stock brokerage firms, but they're not likely to stay there. Every month, clients move some of their money to independent firms with fewer conflicts of interest. Brokers who want more control are moving their books of business, too.</p>
<p>In these Breakaway Stories, you'll find instructive, encouraging and sometimes funny stories about these breakaway brokers and their clients. The information in the stories is accurate as of the date of publication. We hope these tales are useful for breakaway prospects and for people interested in luring wirehouse talent to their firms.</p>

Breakaway Stories

Honoring his immigrant parents' wish, he toiled for 10 years as a lawyer at Paramount before staking out ground in a market with few Hispanics

Lorenzo Esparza leaves JP Morgan in LA to start Manhattan West with tutelage from Schwab

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Lorenzo Esparza leaves JP Morgan in LA to start Manhattan West with tutelage from Schwab

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