Lisa Shidler

Another “journalist” attributing success to the new DOL regulation, that doesn’t even take effect for many months, for an action that took place several years before the original DOL proposal (not the current one but the original one) was even proposed. 

The DOL regulation also cures cancer.

Brings world peace.

And stops global warming.

DOL glows and Invesco glowers over $10 million settlement of alleged ERISA infraction

Phyllis Borzi: Invesco Trust stepped up to the plate.

Invesco

Pension Resource Institute

Phyllis Borzi

Jason Roberts

The past two years have been some of the most momentous in the relatively short history of the RIA profession. Legislators and regulators have been gradually embracing the fiduciary standard, though whether it will fully apply to everyone calling themselves advisors remains to be seen.

The Department of Labor’s crusade to lower costs and increase transparency in retirement plans means a spate of new regulations affecting advisors and brokers in that market. Dodd-Frank Financial Reform, meanwhile, continues to unroll across the profession, with the biggest change being a shift to state oversight of RIAs with less than $100 million AUM. In this section, you’ll find continually updated RIABiz.com coverage on all these topics.

RIA Compliance

Labor Department's Phyllis Borzi praises Invesco Trust Company for 'stepping up' but the Atlanta fund company says it did nothing wrong and was merely extracting itself from DOL overreach

DOL glows and Invesco glowers over $10 million settlement of alleged ERISA infraction

Yeah, whatever

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DOL glows and Invesco glowers over $10 million settlement of alleged ERISA infraction

Yeah, whatever

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