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How the DOL brought the IRS wolf to the RIA door with its 'rule' -- think IRAs

The Internal Revenue Service was always the IRA cop for individuals but now advisors may answer to the tax man

Author Lisa Shidler May 13, 2016 at 10:19 PM
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Peter Swisher: The DOL's authority is limited to ERISA plans. The IRS retains control of enforcement. The DOL therefore gets to write the rules for IRAs though they have no power to enforce them.

Big Bopper

Big Bopper

May 16, 2016 — 5:18 PM

This isn’t’ clear.. .IRA is going to fine advisors for doing WHAT exactly?

Mentioned in this article:

Pension Resource Institute, LLC
Compliance Expert
Top Executive: Jason C. Roberts

Retirement Law Group, PC

Top Executive: Jason C. Roberts

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