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As RIA compliance complexity explodes, two big outsourcers merge to keep pace

National Compliance Services Inc. is a biggie with smaller RIAs and Regulatory Compliance LLC already provides ultra-handholding that firms increasingly demand

Tuesday, November 3, 2015 – 8:52 PM by Brooke Southall
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Ken Kaltman: Big is better for the client

Mentioned in this article:

MarketCounsel | Hamburger Law Firm
Consulting Firm, Compliance Expert, Legal Services for RIAs
Top Executive: Brian Hamburger

NCS Regulatory Compliance
Consulting Firm
Top Executive: Mark Alcaide, COO/Partner

Jeff Spears

Jeff Spears

November 4, 2015 — 4:58 PM

Concerned that our desire for scale recreates some of the negative aspects of the BIG firms we have either left or are competing against for business.

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