As RIA compliance complexity explodes, two big outsourcers merge to keep pace
National Compliance Services Inc. is a biggie with smaller RIAs and Regulatory Compliance LLC already provides ultra-handholding that firms increasingly demand
Author Brooke Southall November 3, 2015 at 8:52 PM
![Jeff Spears](/_next/image?url=https%3A%2F%2Fwww.gravatar.com%2Favatar.php%3Fgravatar_id%3D01ce9081f21ab9f9edeb90d083e2d435%26default%3Dhttps%253A%252F%252Fucarecdn.com%252F0b5addcb-6e7e-48f1-9e88-2279491e69b9%252Fiphonelogo.png%26size%3D50&w=1200&q=75)
Jeff Spears
November 4, 2015 — 4:58 PM
Concerned that our desire for scale recreates some of the negative aspects of the BIG firms we have either left or are competing against for business.
Mentioned in this article:
MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger
NCS Regulatory Compliance
Consulting Firm
Top Executive: Mark Alcaide, COO/Partner