RIABiz

News, Vision & Voice for the Advisory Community

RIABiz

RIAs who trade very much seek to know more at a mile-high NAAIM Conference

The 24-year-old group makes its first dedicated market hire and continues to demand respect

Thursday, May 2, 2013 – 8:11 PM by Guest Columnist Tim Welsh
Admin:
no description available
At the Red Rocks resort this week, Denver lay at the feet of the 100 advisors who subscribe to active managing of portfolios.

Related Moves

Fidelity Investments loses Kathleen Murphy who largely caught up Fido to Schwab (near $4T) on the retail side by reversing net promoter scores

The 'no whining allowed' leader of the Boston giant's retail business, who oversaw $2 trillion in net new assets, was ready to exit but hung in through a year dominated by COVID-19 challenges

January 23, 2021 – 2:02 AM

Fidelity Institutional looks like a big TAMP after Mike Durbin removes last internal walls between products and advisors after 'meteoric' 2019 leap; two Fido RIA sales legends depart amid the shift

Rich Policastro and Tom Valverde are out after Fidelity Custody & Clearing assets leap to $2.6 trillion AUA, restructuring gets the credit -- and so restructuring gets extended.

March 13, 2020 – 10:36 PM

TD Ameritrade's board suddenly pushes out Tim Hockey after his big misread of RIAs; Tom Bradley name-dropped as successor

The CEO broke the TD promise never to compete with RIAs, took it back and got sent packing

July 23, 2019 – 4:30 AM

Capital Group miraculously recovered after deep 2008 dive but RIA help may get No. 2 American Funds through the next downturn under new CEO

Matthew O’Connor takes the CEO helm of the giant LA-based active manager from Kevin Clifford with conviction not to jam the rudder hard but to be open to new markets

November 2, 2018 – 9:26 PM


Mentioned in this article:

Stark & Stark
Legal Services for RIAs
Top Executive: Tom Giachetti

National Association of Active Investment Managers
Association
Top Executive: Matt Spangler




Stephen Wershing

Stephen Wershing

May 16, 2013 — 7:42 PM

Tim,

Nice article. And thanks for the mention! FYI – there is no “c” in Wershing – there was a typo in NAAIM’s program! Hope to see you at another conference.

RIABiz Directory

The Industry Sourcebook for RIAs

   |    LISTING


RIABiz Directory sponsored by:

Directory Sponsor Logo