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How Jeffrey Concepcion manned up after FINRA and Lincoln Financial troubles to become an LPL giant

In only four years, his OSJ RIA has $6.2 billion in advised assets and 130 advisors, thanks to a radical cold-calling plan and lower, yes lower, payouts than other OSJs

Author Lisa Shidler May 14, 2013 at 6:31 AM
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Jeffrey Concepcion: I'd tell you the biggest victory was the vindication and comments from former co-workers.

Scott Miller


Dan Arnold


Jeffrey Concepcion



June 26, 2014 — 1:50 AM

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June 26, 2014 — 3:21 AM

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Why FINRA's late appearance into smoothie-throwing broker James Iannazzo's life might be rough

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Mentioned in this article:

LPL Financial
RIA-Friendly Broker-Dealer, RIA Welcoming Breakaways, Advisory Firm
Top Executive: Dan Arnold

Stratos Wealth Partners
RIA Seeking to Hire Advisors
Top Executive: Jeff Concepcion

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