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MarketCounsel launches legal hyperspace button for breakaways who get fired by Merrill Lynch (and friends) before the 'go' date

Brian Hamburger's novel service to become an RIA in a day is a response to stepped-up electronic snooping at broker-dealers and nettlesome questions asked by state regulators

Author Brooke Southall April 8, 2013 at 8:25 AM
3 Comments
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Brian Hamburger: We're now prepared to receive a call from a customer at 10 a.m. and have them up and running at the end of the day.

Brian Hamburger

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Tim Oden

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Jim Betzig

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Ethan Braid


Jeff Spears

Jeff Spears

April 8, 2013 — 5:19 PM

Great idea! Our experience is that a firing is the catalyst in more than 50% of the actual breakaways. Inertia is VERY STRONG.

I’ve been in meetings where senior wirehouse management says “I know broker X is leaving, let’s handle this on our terms”

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Mentioned in this article:

MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger



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