News, Vision & Voice for the Advisory Community


After starring in New Yorker article, Mary Jo White holds SIFMA event spellbound and 'no-admit, no-deny' is still in play

The muscular prosecutor of security fraud and terrorism cases delivered roses -- and maybe some thorns

Author Dina Hampton November 13, 2013 at 5:03 PM
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Mary Jo White: Anytime you've got the same conduct regulated differently you need to take a close look and see what you should do.



RIA Compliance


Women of Wealth Management



June 25, 2014 — 8:58 PM

A few of the ancient aphrodisiac men and women located the commonalities of unique plant condition with human genitalia, wondering about them to realize the influence on libido due to the fact of their condition likeness. As an illustration the key of parsley was informed to possess remarkable effect.



June 25, 2014 — 10:29 PM

One of the most crucial factor you must know about prescription medications for Awareness deficit hyperactivity disorder is the fact that after they will function for most youngsters, they build other small children a lot worse. This definitely is on account of their prolonged listing of undesirable effects. The least harmful unwelcome effects might have really serious implications. For instance, appetite loss and insomnia that are frequent undesirable results of all those drugs can seriously affect children’s improvement and skill to comprehend. Also since the likelihood of such drugs to possess long-term consequences about the brain. During the end, your son or daughter’s mental abilities are continue to developing.

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March 9, 2023 at 1:23 AM

Why FINRA's late appearance into smoothie-throwing broker James Iannazzo's life might be rough

It's been about 11 months since Merrill Lynch fired him, and the CFP Board stripped him of the CFP mark; attracting the SRO's attention means more woes.

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