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United Capital announces an RIA deal with plenty of spin

The Newport Beach roll-up brings on a Fidelity RIA in Arizona with $150 million owned by a married couple that advises together and skates together

Author Brooke Southall October 9, 2013 at 6:29 PM
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The Brothertons hope to keep their edge by banding with Joe Duran's crew.

Donna Brotherton


John Brotherton



June 26, 2014 — 6:04 AM

Apple iPad completely revolutionizes the idea of a user-friendly interface and cellular office. With total, encrypted aid for Trade, iPad helps make it straightforward to keep your whole network updated, from office to dwelling to over the road.



June 26, 2014 — 7:31 AM

E-books are designed in e-text, which forms the digital media equivalent of a conventional printed e book. The rights are sometimes restricted by using a digital rights management program. E-books also can only be read through on dedicated hardware devices regarded as e-readers. Some computers or cell phones can even be utilized to read through e-books.

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November 29, 2023 at 3:23 AM

Goldman Sachs-Creative Planning deal is bleeding defectors -- 16 more last week, report says -- auguring a 'potential disaster,' analysts warn

Dozens of former 'United Capital' advisors are fleeing at once, but Peter Mallouk is still battling to keep them, and Goldman Sachs may play legal hardball, sources say.

October 4, 2023 at 2:16 AM

Joe Duran will co-develop Goldman Sachs unit aimed at outsourcing to non-Goldman RIAs after 'magic' never materialized for direct-to-consumer RIA

The Newport Beach, Calif. RIA legend plans to shift from B2C to B2B to fix Goldman's disconnect with RIAs and play to the strengths for him and the bank

February 8, 2023 at 3:03 AM

Marc Spilker adds Matt Brinker as chess piece -- and partner -- in what he calls a 'very selective' talent add to build platform-for-RIA platforms outside Wall Street

Merchant Investment Management's executive chairman wants good people good at their job and Brinker likes having a breakaway Goldman partner rather than one captive to the Wall Street giant.

January 15, 2020 at 2:42 AM

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Mentioned in this article:

Asset Custodian
Top Executive: Sanjiv Mirchandani

United Capital Financial Advisers
RIA Welcoming Breakaways
Top Executive: Joe Duran

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