State of Florida gives low sanction to Ron Rhoades
Mitigating factors are cited by the Division of Securities and the resigning NAPFA chair expresses appreciation
Everyone has problems…it’s how you deal with your problems that makes all the difference. Congratulations, Ron, for taking mitigating actions.
James W. Byrd
Congratulations to Ron!
Robert is 100% correct. Additionally, unlike many FINRA regulated competitors, he never intended to harm his clients or the industry, or hid the facts.
National Association of Personal Finance Advisors
Top Executive: Geof Brown, CAE