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State of Florida gives low sanction to Ron Rhoades

Mitigating factors are cited by the Division of Securities and the resigning NAPFA chair expresses appreciation

Author Brooke Southall August 23, 2012 at 10:03 PM
Admin:
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Ron Rhoades: I'm looking forward to a full night's sleep tonight.

Robert Boslego

Robert Boslego

August 24, 2012 — 3:09 AM

Everyone has problems…it’s how you deal with your problems that makes all the difference. Congratulations, Ron, for taking mitigating actions.

James W. Byrd

James W. Byrd

August 24, 2012 — 8:05 PM

Congratulations to Ron!

Robert is 100% correct. Additionally, unlike many FINRA regulated competitors, he never intended to harm his clients or the industry, or hid the facts.


Mentioned in this article:

National Association of Personal Finance Advisors
Association
Top Executive: Geof Brown, CAE



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