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Six tips for avoiding a disastrous broker-dealer decision

Without the right due diligence many advisors leave the wirehouse frying pan and jump into the IBD fire

Author Guest Columnist Jack Waymire October 15, 2012 at 4:18 PM
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Jack Waymire: It is always easier for compliance departments to say No. They have to do work to say Yes.

Jack Waymire



April 4, 2015 — 4:43 PM

Thank you for the information.

Duncan Lance

Duncan Lance

August 10, 2018 — 8:13 PM
I think it is great that the article recommends looking at the broker/dealer's income statements. After all, you will want to know how much revenue they tend to generate. After all, this will have a huge impact on whether you decide to hire them. <a href="http://luxorbd.com/broker-dealers.php" rel="nofollow">http://luxorbd.com/broker-dealers.php</a>

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