RIABiz

News, Vision & Voice for the Advisory Community

RIABiz

Creating an SRO would cost 100% more than SEC exam program, study shows

FINRA calls the findings 'wildly inflated'

Thursday, December 15, 2011 – 6:20 PM by RIABiz
Admin:
0 Comments
no description available
David Tittsworth: Now we have the cost context that's been missing.


RIABiz Directory

The Industry Sourcebook for RIAs

   |    LISTING


RIABiz Directory sponsored by:

Directory Sponsor Logo