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Considering hosting a radio show? The SEC may tune in.

Radio programs and commercials pose compliance complications. Disclosure helps.

Thursday, January 20, 2011 – 2:30 PM by Les Abromovitz, Columnist
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Les Abromovitz: Glowing remarks by clients may count as testimonials.

Mentioned in this article:

NCS Regulatory Compliance
Consulting Firm
Top Executive: Mark Alcaide, COO/Partner




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