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When it comes to senior investors, regulators are breathing down your shoulder

A Colorado advisor who oversold hedge funds may pay a price

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Les Abromovitz: Some advisers designate one particular person who is responsible for addressing questions pertaining to seniors.

Related Moves

November 18, 2022 at 2:56 AM


Mentioned in this article:

NCS Regulatory Compliance
Consulting Firm
Top Executive: Mark Alcaide, COO/Partner




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June 26, 2014 — 4:10 AM

The apple iphone is much more an iPod Touch which has a internet browser, a camera, a go-anywhere mail client while using the option to make telephone calls when you feel the will need. The excitement surrounding the iphone is testimony to the brilliant minds in Apple’s marketing department, because in all honesty the iphone just isn’t really that very good. It’s excellent to have a telephone with additional functionality which the apple iphone includes a whole range of, nevertheless it fails on the simplest phone orientated tasks. The iphone has no Java application guidance, so those of you who use Mxit will probably be out of luck. The camera won’t have a zoom, not even a digital 1, and there isn’t any option for taking video clips. There is no MMS functionality which appears to be to get a step backwards for technology.

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June 26, 2014 — 5:37 AM

Where by will you be capable to greatest gauge the altering traits and philosophy of economic? A fast answer may be – in the lecture hall throughout the orientation programme with the top-line B-school.

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