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One-Man Think Tank: Six reasons that FINRA should be dismantled

Insuperable issue: Each FINRA firm has an equity interest in FINRA - and would be entitled to a slice of its billion-dollar war chest

Author Ron Rhoades, Columnist July 14, 2010 at 5:10 AM
1 Comment
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Ron Rhoades: It is time for FINRA to be dismantled.

RIA Compliance

Stephen Winks

Stephen Winks

July 14, 2010 — 11:51 AM

Absolutely Brillant! Ron has definitively made the arguement for advisory services regulation which precludes FINRA governance.

Who could disagree?


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