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RIAs need to become students of financial fraud so scam artists can't rent their credibility

Advisors see startling drops in AUM when they get fooled by third-party managers and their clients get burned

Author Pat Huddleston, Guest columnist November 17, 2010 at 5:37 AM
1 Comment
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Pat Huddleston: Every credible scam produces an impressive PPM, and no PPM discloses the risk of fraud.

Pat Huddleston

Jan Sackley, CFE

Jan Sackley, CFE

November 18, 2010 — 2:43 PM

An excellent primer for advisors and thank you to RIA Biz for sharing it with your readers, and to Pat for writing it. There’s no doubt that the advisor’s world has become more complicated and burdensome since trust in the regulatory process, rating agencies, and the like has been eroded.

Jan Sackley
Certified Fraud Examiner

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