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SEC details new "Madoff fix" custody rules

Advisor groups relieved: no surprise audits for RIAs with third-party custodians

Author Elizabeth MacBride December 16, 2009 at 9:43 PM
no description available
SEC Commissioner Luis A. Aguilar: These rules are a "Madoff fix."

Ron Rhoades


Ross Albert

Bill Winterberg

Bill Winterberg

December 17, 2009 — 3:11 PM

Thanks for the update and for posting the “custody matrix” for reference. I’m sending my subscribers over here to RIABiz to get these details: <a href="http://fppad.com/2009/12/17/surprise-audit-provision-dropped-from-new-sec-custody-regulations/">Surprise Audit Provision Dropped From New SEC Custody Regulations</a>

Bill @ <a href="http://fppad.com">FPPad.com</a>



December 17, 2009 — 9:12 PM

Anybody have any ideas how this limited partnerships that hold partnership units in venture capital funds (ie. consolditaing partnerships).

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