The quick and easy route to getting your RIA license suspended
Renewal gauntlet begins next week with a moved-up deadline
Author Zachary Gronich Guest Columnist November 6, 2009 at 5:05 AM
Gail Price
February 8, 2010 — 8:58 PM
I am as small CA registered RIA. I have been doing the annual filings myself, though they perhaps could be done better. I am most concerned about the possibility of an audit and whether I have the necessary records in place.
I need a low cost solution but with appropriate forms, templates, etc.
What are your typical costs for audit proofing a California RIA?
Thanks
Gail
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