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Why Raymond James is getting an LPL advisor's wealthiest new clients

Tom Ruggie started a new RIA but kept his LPL practice intact

Tuesday, November 3, 2009 – 5:27 AM by Brooke Southall
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Tom Ruggie: "Some things I’ve been pleased with and some things I’ve been disappointed with but both [Raymond James and LPL] are bending over backward to [help] and keep the business.”

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Mentioned in this article:

LPL Financial
Asset Custodian
Top Executive: Dan Arnold

Raymond James Financial Inc.
Asset Custodian
Top Executive: Bill Van Law




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