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Advertising practices that can raise the hackles of regulators

Photos, staff plaudits and hypotheticals are still testimonials by any other name

Thursday, November 19, 2009 – 4:05 PM by Les Abromovitz
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Les Abromovitz: Not surprisingly, advisors' hypothetical case studies have happy endings.

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NCS Regulatory Compliance
Consulting Firm
Top Executive: Mark Alcaide, COO/Partner




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