How TD Ameritrade wins clients $47 million at a time
UBS brokers double take-home pay with breakaway
Joseph A
There certainly has been a boom in entrepreneurial activity in the RIA space, one that I hope is sustained. Beyond choosing a worthy custodian, new RIA firms have to work quickly to establish a foothold in the business. In 3 to 5 years, there may be a boomerang effect with the advisors that didn’t do enough to market and manager their firrm to cut it on their own- whether other RIAs absorb them or they go back to the wirehouse types is another question.
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TD Ameritrade
Asset Custodian
Top Executive: Tom Nally
