Articles Published 5/2011


HeadlinePublish date

Family Office Exchange is betting that RIAs and the ultra-affluent can't get enough of each other

FOX sees niche as big RIAs fill fiduciary void, banks lose their hegemony and the economy mints more ultra-affluent investors

May 31, 2011 — 1:38 PM UTC

LPL brings aboard a godfather of clearing business

David Akellian left his position as RIA chief of Stifel Nicolas yesterday and is jumping to the IBD giant to diversify its business model

May 27, 2011 — 2:38 PM UTC

LPL's chief marketing officer departs

Ruth Papazian made her mark in four years

May 27, 2011 — 2:37 PM UTC

How a solo RIA sold his 20-year DFA-based practice to an IBD rep

Ready to call it quits but with no plan, Peter Langer found an unlikely white knight

May 27, 2011 — 2:32 PM UTC

TD Ameritrade launches an effort to develop women advisors

Schwab and Fidelity do not share the philosophy of specifically targeting female RIAs - and female investors

May 26, 2011 — 2:09 PM UTC

Eavesdropping on the NAPFA's pre-conference Women's Initiative

A daylong 'conversation café' emphasized communication, leadership and personal presentation; some guys crashed the party

May 26, 2011 — 2:08 PM UTC

Seen, heard - and tweeted - at the NAPFA conference

A bustling social scene at Salt Lake City

May 26, 2011 — 2:08 PM UTC

After tortoise-like beginnings, AssetBook is now on-the-hop in portfolio management software

Rob Major takes what he learned in building Techfi to make AssetBook a functional, no-frills system

May 25, 2011 — 1:51 PM UTC

NAPFA conference hits hopeful note as members look to the future

Unfazed by venue change, advisors mixed, mingled, blogged and tweeted their way through the three-day meeting

May 25, 2011 — 1:50 PM UTC

LPL has a new high-margin, high accolade advisory platform but SAM's sticking around

Under Model Wealth Portfolios, the advisor stops picking investments, but they still pick strategies.

May 24, 2011 — 3:21 PM UTC

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