Articles Published 1/2012


HeadlinePublish date

Laserfiche user conference draws a big crowd that wants to toss filing cabinets

Dan Skiles, Bill Winterberg and Joel Bruckenstein lent an RIA air to the 1,600-person event

January 31, 2012 — 5:38 PM UTC

RIA/advisor coach Mark Matson invests half a million in a public television special

Matson is using the TV show, his book and personal appearances to spread his investment-strategy gospel

January 30, 2012 — 6:59 PM UTC

Fidelity hires Bob Oros as its new RIA sales chief

The Schwab and LPL veteran leaves Trust Company of America and fills a void left by Scott Dell'Orfano

January 27, 2012 — 3:53 PM UTC

RIA deals fizzle in the fourth quarter but big-paying banks are getting back into the game

Schwab's latest numbers are a sobering reminder the M&A boom may remain elusive

January 26, 2012 — 6:14 AM UTC

United Capital signs on former advisors and principals of Harold C. Brown & Co.

The strategic buyer has found advisors who don't mind being employees -- as long as they can spend more time with clients

January 26, 2012 — 6:11 AM UTC

The TD Ameritrade-Orion pairing again proves productive -- this time to wrest assets from a $3.6 billion Schwab RIA

As part of a barrage of big moves by Mercer Advisors, Tamarac gets superseded for rebalancing

January 25, 2012 — 6:13 AM UTC

12 for 2012: A dozen issues you and your clients should really be focusing on this year

A veteran investment strategist sifts through mountains of information overload to find the way forward -- and takes stock of his 2011 prognostications

January 25, 2012 — 4:14 AM UTC

HighTower stages its first raid of Morgan Stanley Smith Barney's elite consulting unit

A famous loyalist, Jim Pupillo crusaded for years to bring about change internally at Smith Barney before finally defecting

January 24, 2012 — 5:52 AM UTC

Think about compliance before sending or posting those articles you read

A new SEC alert gives updated guidance regarding the pitfalls of using social media

January 23, 2012 — 4:40 PM UTC

Dynasty Financial and Black Diamond combine to pick off a big family office helmed by women

Alexandra & James Wealth Management uses the duo to replace Fortigent as it nears $1 billion of AUA

January 20, 2012 — 5:14 AM UTC

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