Articles tagged "Commonwealth Financial Network"

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A fresh look at the seemingly preposterous notion that cheap oil is somehow harmful

Net-net, an energy glut affords big benefits but the systemic shock, markets, economies and geopolitics, pose plausible threats

January 28, 2016 — 11:22 PM UTC

As the S&P 500 shoots below the moving averages, how much more should we worry?

More. But at about 14.75x forward earnings, or the levels of mid-2013, so far, so normal.

January 15, 2016 — 10:49 PM UTC

Why it took 13 years and one bad Beverly Hills moment for a $92-million AUA advisor to leave LPL for Commonwealth

As smaller IBDs struggle for ground against the giants, they need to first demonstrate their tenacity on the sales gridiron

November 3, 2014 — 4:29 AM UTC

Victor Fetter turns his guns on LPL's thorniest software challenge -- 21st century performance reporting

The former Dell guru eschews a best-of-breed strategy as his firm plays a game of catch-up under a big tent

April 21, 2014 — 3:36 AM UTC

Why a $500-million RIA Rt. 495 start-up hired a no-book ex-BNY Mellon Asset Management CFO

Patrick Sheppard is ready for the hands-on life and New England Investment and Retirement is looking for a steady executive hand

April 11, 2014 — 8:03 PM UTC

Commonwealth and Securities America get into the RIA custody business and Wells Fargo is right behind them

IBD execs are pulling out the stops to court a finite pool of advisors in motion

June 12, 2013 — 5:51 AM UTC

J.D. Power and Associates hints strongly at wirehouse deficiencies as it puts Commonwealth Financial and Raymond James on a pedestal

The two firms ranked one and two for independent advisor satisfaction among financial investment firms; Schwab is third in the employee-advisor category

March 29, 2012 — 10:34 PM UTC

Commonwealth edges out LPL to nab the $1.2 billion retirement firm just down the road

Summit Financial wanted greater pension expertise

October 19, 2011 — 2:15 PM UTC

Three more major firms decamp from troubled Securities America to Commonwealth

The embattled Omaha IBD did not go down without a fight and it may be effectively slowing further losses with retention bonuses

September 9, 2011 — 3:12 AM UTC

Commonwealth, Cetera and The ETF Store take notable actions

Commonwealth replaces Fidelity technology; Cetera snags Gene Goldman; an LPL vet, and upstart ETF Store takes another page out of Adam Bold's book

August 22, 2011 — 2:48 AM UTC