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Articles tagged "FSI"


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Philip Chao: The fiduciary standard should not be reserved for the affluent America.
April 2, 2012 at 3:59 AM

Larry Steinberg: The simple fact is that there is no way to even break even on a $200 per month (contribution) RIA account.

Two advisors debate the financial viability of serving as a fiduciary to small accounts amid DOL's new rules

Larry Steinberg expresses big doubts but Jeff McClure sees advisors wedging in like Ace Hardware amid Home Depot and Lowe's

March 30, 2012 at 6:09 AM

Susan John: It appears we may be on the same page for once. This is just one of those odd circumstances.

As DOL contemplates stiff fiduciary-related penalties on advisors, NAPFA and FPA find rare concord with FSI

The more RIA-focused groups agree with the IBD trade group that holders of smaller IRA accounts will not be able to pay for advice under new rules

March 22, 2012 at 4:07 AM

Bill Dwyer: We decided you were right.

What's behind LPL's decision to slash its ticket charges for advisors

The IBD is in a generous mood as it also pays dues to FSI on behalf of thousands

August 9, 2011 at 2:44 PM

Dale Brown is leading an expansion of the Financial Services Institute, the IBD's main lobbying group.

Nine things I learned as an RIA infiltrator in an IBD world

Squeezed by low-interest rates and high costs, IBD execs at FSI's OneVoice were looking to the RIA model with a little bitterness

February 4, 2011 at 2:11 PM

Barnaby Grist: An industry veteran announced her retirement at a sponsor dinner.  She said, quite simply, that with all the new regulations, the business just isn’t fun anymore.

Eavesdropping on FSI OneVoice: An industry under pressure, but looking for the opportunity

At FSI's largest conference ever, regulatory changes dominated the discussion

February 3, 2011 at 1:49 PM

Bill Dwyer: One of the reasons we’ve had this growth is that we’re a melting pot of advisors from different channels.

What LPL's Bill Dwyer had to say about recruitment, and pressure from custodians

All eyes are on the biggest IBD -- which can be a good or bad thing for it

February 2, 2011 at 6:08 AM

Rick Ketchum: The SEC has acknowledged that it cannot oversee advisors with its current level of funding.

Rick Ketchum reveals plan for advisor oversight at FSI conference

FINRA CEO promises light touch on rules, lays out political strategy

February 1, 2011 at 5:45 AM

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