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Articles tagged "Fausti"


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Barack Obama is painting Republicans and Wall Street executives as allies.
March 23, 2010 at 3:53 AM

Kristina Fausti: The legislation adds some consumer protections and oversight of the SEC.

Senate proposal pushes most RIAs one step closer to state regulation

Senate and house bills now both seek to wrest 75% of RIAs away from SEC oversight

March 16, 2010 at 5:08 AM

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