Articles tagged "Jessica Maldonado"

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As Schwab edges closer to letting RIAs in as 401(k) middlemen, leaked details suggest to some that the firm still marginalizes the advisor

Though RIAs technically gain a seat at the Schwab index 401(k) table, they still don't have much say about how assets get invested

October 8, 2015 — 11:21 PM UTC

The great 401(k)-or-not debate: RIABiz webinar lays out the perils and rewards for RIAs thinking of wading into the fast-moving 401(k) stream

Small and midsized RIAs must factor in where the fiduciary buck stops, identify profit margins and be prepared to grapple with a six-foot stack of ERISA regs -- but the rewards are potentially great

November 7, 2014 — 6:02 AM UTC

'Paradigm shift' in 401(k) flows opens the DOL door for annuities in 401(k) plans and RIAs are split

In the wake of DOL and Treasury rulings, some fiduciaries, certainly not all, seem willing to give the oft-reviled instruments a chance

October 28, 2014 — 6:27 PM UTC

Former Microsoft executives are out to make Figlo compete with EISI

The Dutch financial planning software has a solid history with European banks, and is gaining traction with RIAs

July 21, 2011 — 3:08 PM UTC

T3 reflections: Where to watch for the next big advances in RIA technology

Vendors are turning their attention to the part of the software that you see

February 28, 2011 — 3:30 PM UTC

Tom Bradley makes the case for regulatory efficiency -- and maybe, FINRA, especially for the dually registered

TD Ameritrade's chief says it's too soon to reject any idea out-of-hand.

February 11, 2011 — 1:40 PM UTC

Advisor Tested: How LinkedIn can truly build your business and not just feed your ego

Asking to stay in touch beats a cold call hands down

February 7, 2011 — 2:55 PM UTC
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