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Articles written by Dale Brown

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Dale Brown: We have no illusions that FINRA is a perfect regulator. Some of the criticism it is receiving is valid.

In a pivot, Dale Brown tells Committee that 'SRO' is a 'misnomer'

FINRA is not self-regulating after all because its governing board is mostly made up of non-industry public members

June 6, 2012 at 6:06 PM

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