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Non-partisan watchdog group writes a scathing letter about FINRA

POGO, which uncovered the Pentagon's famed $7,500 coffee maker, says the would-be SRO is basically rife with conflicts of interest

Author Kelly O'Mara May 31, 2012 at 5:32 AM
1 Comment
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Angela Canterbury: Several members of Bernard Madoff's family held leadership roles at FINRA.

RIA Compliance

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Women of Wealth Management


jwb

jwb

June 3, 2012 — 5:51 PM

FINRA’s largest members are the primary parties responsible for our ongoing, severe economic crisis (other than the American people who let this happen). It is refreshing to know that other groups and individuals are actively working to stop this legislation. In addition, the trend of the Wall Street/Washington D.C. cozy relationships that are highly detrimental to the public must be reversed.


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MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger



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