Regulatory Wire: Advisor groups long have pushed for the fiduciary standard; because of the Goldman Sachs case, they may get what they asked for, and more
Senators call for ERISA-level standards of care for retail investors; also, Schapiro puts new ADV part 2 back on the radar
|May 7, 2010 — 6:06 AM UTC|
Regulatory Wire: How Goldman Sachs' fraud case will redirect the regulatory debate
Two Senators to offer amendment; plus, how many arbitration cases are filed because of breach of fiduciary duty? It's a lot.
|April 23, 2010 — 6:01 AM UTC|