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Articles tagged "David Bellaire"

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Summer's last gasp: Advocates for advisors and broker-dealers were putting in long days to prepare comments on the fiduciary standard to send to the SEC's Mary Schapiro and the other commissioners.

Old foes in the fiduciary debate join new battle to sway SEC's six-month study

Advocates were working down to the wire to submit comments by the end of yesterday

August 31, 2010 at 5:31 AM
David Bellaire: Improving regulatory examination and enforcement for investment advisers and broker-dealers is more complicated than changing the responsible regulator or throwing money at the problem.

Debate continues: Fiduciary standard no panacea

Financial Services Institute advocates for study, deliberate look at investor protection

May 6, 2010 at 6:30 AM
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