Articles published 12/2009
Headline
Publish date
Percolating: RIA custody roundup for 2010
New faces, new programs, new technology and new assets
December 31, 2009 – 4:23 AM
10 reasons why working during this holiday week is a good idea for RIAs
The quantity of conversations may drop but the quality rises
December 30, 2009 – 4:27 AM
Advisors: Help protect precious nonprofits by avoiding these four mistakes
Why Warren Buffett is wrong about charitable giving
December 30, 2009 – 4:27 AM
New RIAs gather assets more zealously than veterans
Established RIAs also more likely to report a decline in client base than newbies
December 28, 2009 – 4:44 AM
What RIAs need to know about health care reform
Ken Fisher offer his politically incorrect viewpoint as bill passes Senate
December 24, 2009 – 3:16 PM
We're winding down a bit over the holidays
Non-deadline projects will take precedence for 10 days
December 24, 2009 – 4:34 AM
What I learned about E*TRADE, Bank of America, Google and the Bubble Lounge during pre-holiday conversations
Just because a wirehouse broker doesn't win the account doesn't mean that another advisor will
December 22, 2009 – 4:41 AM
Why you may not be adequately covered against lawsuits
A careful review of exposure to liabilities could save your practice
December 22, 2009 – 4:28 AM
TD Ameritrade takes on Schwab with big consulting push
Smaller custodian will seek to democratize consulting advice on behalf of smaller advisors
December 21, 2009 – 4:14 AM
It’s a rent-and-hold market for stocks
Pressure to make big gains is much less if losses are minimized
December 21, 2009 – 3:06 AM
Merrill Lynch goes unmentioned as Bank of America settles on CEO choice
Krawcheck doesn't figure in, and press release neglects mention of big wirehouse
December 18, 2009 – 5:47 AM
'Unthinkable' progress was made on creating a new regulatory world for advisors in 2009
Change is in the air but upcoming Senate elections complicate prospects for 2010
December 17, 2009 – 3:23 PM
RIAs join Focus Financial with their own acquisition plans
Making purchases is much less scary with a big roll-up at your side
December 16, 2009 – 9:47 PM
SEC details new "Madoff fix" custody rules
Advisor groups relieved: no surprise audits for RIAs with third-party custodians
December 16, 2009 – 9:43 PM
Blogging: The costs and risks of hoarding your thoughts are rising
It's a new way for financial advisors to stay relevant with clients
