Articles tagged "Securities America"


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How exactly Securities America won back a $414 million team that left in a huff in 2007

The once embattled broker-dealer -- after switching out Ameriprise as owner -- is determined to woo back former advisors who left during turmoil

September 26, 2013 — 3:52 AM UTC

How Omaha is emerging as the RIA business' center of gravity

With no mountains to block your views or salt air to rust your car, you can get down to business with no distractions and low expenses

July 30, 2013 — 5:42 AM UTC

What Securities America and NorthStar Financial are up to with the creation of Arbor Point

The Cornhusker State companies found common ground in building a home for the burgeoning 'Goldilocks' category of not-too-RIA, not-too-IBD advisor

July 1, 2013 — 6:09 AM UTC

Commonwealth and Securities America get into the RIA custody business and Wells Fargo is right behind them

IBD execs are pulling out the stops to court a finite pool of advisors in motion

June 12, 2013 — 5:51 AM UTC

Fidelity goes to the Wall Street Ritz-Carlton with five partner firms and preaches going independent more dependently

The takeaway at this hybrid mini-summit: Yes you can -- but probably not without some serious backup

March 4, 2013 — 6:32 PM UTC

Securities America shifts back on offense as it wins a $350 million advisory firm from Investment Centers of America

After weathering scandal and sale, the Omaha, Neb. firm has signed on Great Plains Financial, a hybrid advisory with an eye toward growth

February 24, 2012 — 4:24 PM UTC

A $2.6 billion Schwab RIA grapples with gaining a $420 million Securities America rep firm -- and a big footprint

The Wipfli-Eide Bailly accounting merger doubles Hewins Financial Advisors' opportunity to convert CPA client funds to AUM, analysts say

January 13, 2012 — 4:06 AM UTC

Three more major firms decamp from troubled Securities America to Commonwealth

The embattled Omaha IBD did not go down without a fight and it may be effectively slowing further losses with retention bonuses

September 9, 2011 — 3:12 AM UTC

Three advisors tell why they fled Securities America for Commonwealth

Scandal soured the advisors on the Securities America and set them on a search for a firm with a compatible culture

August 3, 2011 — 6:06 AM UTC

First Allied builds a bridge to potential Securities America defectors

San Diego IBD hires a talent in the Northeast from the embattled Omaha-based IBD

April 13, 2011 — 2:54 PM UTC
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