RIABiz

News, Vision & Voice for the Advisory Community

RIABiz

Articles tagged "Putnam Investments"


Headline

Publish date


Philip Chao: Captain Phillips was not thinking if he should serve in the best interest of his crew ... rather, his fiduciary commitment was on autopilot.

What I learned at Putnam Investments' analyst meeting from the real Capt. Phillips

The harrowing tale of a man charged with a boat, cargo and human lives helped think about fiduciary care

April 7, 2014 at 5:03 PM

Bob Reynolds: They reached out and asked if we'd like to buy their proprietary business.

Just what good Bob Reynolds' purchase of J.P. Morgan's billions -- sans sweet brand -- will do for his Great West-Putnam 401(k) empire

The Boston exec was opportunistic in getting this deal and remains open to others but the 'O' word that made Whole Foods famous is holding sway

April 4, 2014 at 5:01 AM

Jesse Mark: The RIA channel is probably the most sophisticated of the distribution channels. [Wholesalers] need to be able to speak at the level of that RIA.

How RIAs are forcing mutual fund wholesalers to lead or get out of the way

Numbers of internal salespeople are fast on the rise as the old-model external forces hit a plateau, according to Ignites research

April 9, 2013 at 4:47 AM

Jeffrey Carney has no shortage of admirers who think he'll make Schwab's branches much more effective.

Without much ado, Schwab is set to put ex-Fidelity star in charge of its branch system

Jeffrey Carney will get back to his retail roots and could give a needed charge to the San Francisco broker's direct-sale efforts

March 14, 2012 at 3:53 AM

Bob Reynolds: Once you tune out the hysteria and hyperbole ... it’s very clear that Social Security reform does not require draconian measures, just some very uncommon political courage.

DC Current: Bob Reynolds spoke on retirement reform, but what he left unsaid was more interesting than the speech

Retirement reform hovers just outside the spotlight. Will it step inside next year?

November 19, 2010 at 7:26 AM

Ron Rhoades: Congress should replace the current mismash of  IRAs, SEP IRAs, SIMPLE IRAs, 401(k), 403(b), 457, etc. with four types of accounts

Experts open playbook on retirement plan reform

What's in the mix: eliminating loans from retirement funds, annual rollovers, self-directed Roth IRA

December 15, 2009 at 4:23 AM

— There are no additional results —

RIABiz Directory

The Industry Sourcebook for RIAs

   |    LISTING


RIABiz Directory sponsored by:

Directory Sponsor Logo