Articles tagged "LPL Financial"


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LPL invites 180 of its bigger-book reps to Dana Point as part of its latest Fortigent-fortified bid to move upmarket

Attendees said fast-talking presenters belied LPL's aspirations but perhaps bolstered its claim that the hoi polloi won't be forgotten

May 5, 2016 — 8:04 PM UTC

Goldman Sachs and Wells Fargo analysts ask unobsequious questions as LPL shares fall below 2005 private equity levels and Mark Casady pleads the 'Spanish Inquisition' defense

LPL Financial's CFO Matthew Audette promises to put brakes on buybacks after decision to spend $250 million on them in December proves ill-conceived

February 12, 2016 — 10:05 PM UTC

Ex-Lockwood CEO Steve Dunlap takes on role at FolioDynamix after being a customer with a bone to pick

With new Actua ownership, Dunlap and capital, FolioDynamix CEO Joseph Mrak says his firm has Envestnet in its sights

January 29, 2016 — 9:04 PM UTC

Any bulls left? If not, that could be a good thing, opines LPL Financial's CIO

The ominious 'death cross' phenomenon suggest the market could be scraping bottom

January 21, 2016 — 7:56 PM UTC

The odd case of MetLife's claim that it's being bullied by LPL

The $60 billion market-cap insurer alleges LPL was underhanded in luring away 60 employees -- but thousands have already left its broker-dealer without LPL's help

August 18, 2015 — 5:07 PM UTC

LPL Financial tosses its sales pitch to 7,000 in its HQ city of Boston

The only constant for LPL is Mark Casady and change as the broker-dealer slogs to the far shore from the 'messy middle'

July 30, 2015 — 9:49 PM UTC

As $160-billion CAPTRUST makes a snack of $10-billion Pensionmark, Fielding Miller accelerates his roll-up plans with a liberal structure

The Raleigh, N.C.-based firm's willingness to buy 49% reduces 'weird' and may set the stage for life as more of a 401(k) franchisor

April 6, 2015 — 4:02 PM UTC

Robert Moore walks from LPL Financial president role for new gig, but Dan Arnold softens the blow by filling the void

Mark Casady's second-in-command was hired as CFO from a bank early in the 2008 crisis but Arnold is known as entrepreneurial soul who can 'do' corporate

March 3, 2015 — 9:04 PM UTC

Why it took 13 years and one bad Beverly Hills moment for a $92-million AUA advisor to leave LPL for Commonwealth

As smaller IBDs struggle for ground against the giants, they need to first demonstrate their tenacity on the sales gridiron

November 3, 2014 — 4:29 AM UTC

LPL Financial shares hit rough patch on $18-million surprise as RIAs now represent the vast majority of the firm's business development

Wall Street dings the IBD for spiralling compliance costs but hybrid RIA assets are serious bright spot

October 23, 2014 — 3:44 AM UTC